Surety Compliance Limited

Surety Compliance Limited ACN 127523193 (Licensee) holds an Australian Financial Services Licence (AFSL 322620).

The Licensee is the Responsible Entity (RE) for the following Managed Investment Schemes (Funds):

Private Investment Fund ARSN: 661 395 482

The Licensee/RE is committed to ensuring that it meets the continuous disclosure obligations of an unlisted entity under the Corporations Act and Regulatory guides as effectively as possible.

The Licensee/RE will use this webpage as a way to effectively and efficiently disclose new information, or changes/amendments relating to the Responsible Entity to the general public.

If you have any questions on the disclosures and updates, please contact us here.

Disclosures

2025 February:

It has been determined the Newstead Fund will undertake an early unwind with a full redemption of all unit classes.

2024 December:

The Surety board agreed to lift the suspension on issuing new SAM Global Opportunities Fund units on 2 December 2024.

2024 December:

Luke Youd has resigned as a Director of Surety Compliance Limited effective 12 December 2024.

2024 December:

Maree North was appointed Managing Director of Surety Compliance Limited effective 3 December 2024.

2024 November:

Newstead Fund: On 20 November, the Compliance Officer of Surety Compliance Limited determined to suspend issuing of any new Newstead Capital Group (Newstead Class) units while the Newstead Board provides Surety compliance Limited the requested financial statements and updates its strategic plan, for approval by Surety.

2024 October:

Luke Youd was appointed Director of Surety Compliance Limited effective 1 October 2024.

2024 September:

Robert McArdle has resigned from all roles at Surety Compliance Limited, effective 30th September 2024, except for his role as a Responsible Manager. Brian Keane has resigned from all roles at Surety Compliance Limited effective 30 September 2024. Brian Keane resigned as director of Caprotee Pty Ltd effective 24th September 2024. Maree North was appointed as director of Caprotee Pty Ltd effective 24th September 2024.

2024 September:

SAMGO Fund: On 10 September, the SCL board determined to suspend issuing of any new SAM Global Opportunities Fund Class Units while the SAMGO Board appoints a new executive team and updates its strategic plan, for approval by Surety.

2024 August:

A.C.N. 127 523 193 Limited changed its name to Surety Compliance Limited ACN 127523193.

2024 July:

The registered business address changed from 21/300 Queen Street, Brisbane Qld to Unit 2/28 Canton Beach Road, Toukley NSW 2263

2024 July:

David Schuh has resigned from the board of Newstead Investment Holdings Pty Ltd.

2024 July:

Robert McArdle and David Schuh resigned as directors from Newstead Capital Group Pty Ltd.

2024 July:

Surety CP Nominees Pty Ltd was removed as the trustee for the following trusts, and replaced by the new trustee Caprotee Pty Ltd: Newstead CP Trust, SAM Global Opportunities CP Trust. Brian Keane is the sole shareholder and director of Capeotee Pty Ltd. Brian Keane has been appointed CEO of A.C.N. 127 523 193 Limited trading as Surety Compliance Partners.

2024 May:

Michael James has resigned from the board of A.C.N. 127 523 193 Limited (Surety Compliance Partners). Surety Compliance Partners welcomes Mark Sing as his replacement.

Contact Us

Surety Compliance Limited ACN 127523193 is the holder of the Australian Financial Services Licence no. 322620. It is the Responsible Entity for the Private Investment Fund (ARSN 661 395 482). Although the Australian Securities and Investment Commission (ASIC), has provided a licenses to the above entities, you should be aware that ASIC neither endorses, supports nor approves of any information, claims, products or services provided by AFSL 322620 and/or its agents or representatives.

The Target Market Determinations (TMD) for all investment products are freely available to the general public here and can be requested by emailing communications@suretycompliance.com.au

General Advice – Any advice provided is limited to general financial product advice which we provide, for example, in our offer documents, investment newsletters, investor reports and website material. This information generally relates to offer features, investment opportunities, managing risk and return, property market commentaries and/or general economic overviews. AFSL 322620 does not provide personal financial product advice to retail clients. Before you make any investment decision, we recommend that you obtain advice tailored to address your individual objectives, financial situation and needs from a licensed professional financial adviser.

Privacy Disclaimer – A copy of the privacy policy is available by visiting the privacy policy or on request from our Investor Services team.

Future Profits Disclaimer – Past performance does not guarantee future performance. There can be no guarantee the assumptions and contingencies on which the forward looking statements, opinions and estimates are based will ultimately prove to be valid or accurate. The forward looking statements, opinions and estimates depend on various factors, many of which are outside the control of AFSL322620, Responsible Entity or Private Investment Fund.

S734 Restrictions on Advertising & Publicity – The information shared on the website is not a direct or indirect offer made by the Licensee, Responsible Entity and/or its agents or representatives.